For your safety and convenience, our clearing firm is Pershing, a part of BNY Securities Group and a subsidiary of The Bank of New York which is a member of the New York Stock Exchange. In addition, securities and cash awaiting reinvestment held in custody by Pershing receive the highest level of account coverage in the marketplace today.

Founded in 1997 in New York City, Spencer Clarke LLC is a research based full service brokerage and investment banking firm.

The strength of our investment banking department is its ability to assist both public and private companies with a wide range of corporate finance related activities. As part of the process, we analyze all aspects of our client's operations and develop solutions that are specifically tailored to each client's needs.

We offer our brokerage clients a full range of services that include: equities, fixed income securities, mutual funds, portfolio and asset allocation, banking and fee-based managed accounts. For our clients with a substantial net worth, we also offer a wide range of products and services including access to IPO and secondary stock offerings as well as the ability to participate in private placements.

In the News

Spencer Clarke is pleased to announce that we will be moving offices

Spencer Clarke's Geoffrey Finkel presented at the Friedland Global Equities Conference in Las Vegas 10/14 - 10/16. Spencer Clarke was a sponsor at the event.

News Archive





For your safety and convenience, our clearing firm is Pershing, a part of BNY Securities Group and a subsidiary of The Bank of New York which is a member of the New York Stock Exchange. In addition, securities and cash awaiting reinvestment held in custody by Pershing receive the highest level of account coverage in the marketplace today.	Founded in 1997 in New York City, Spencer Clarke LLC is a research based full service brokerage and investment banking firm. The strength of our investment banking department is its ability to assist both public and private companies with a wide range of corporate finance related activities. As part of the process, we analyze all aspects of our client's operations and develop solutions that are specifically tailored to each client's needs. We offer our brokerage clients a full range of services that include: equities, fixed income securities, mutual funds, portfolio and asset allocation, banking and fee-based managed accounts. For our clients with a substantial net worth, we also offer a wide range of products and services including access to IPO and secondary stock offerings as well as the ability to participate in private placements.	In the News Spencer Clarke is pleased to announce that we will be moving offices Spencer Clarke's Geoffrey Finkel presented at the Friedland Global Equities Conference in Las Vegas 10/14 - 10/16. Spencer Clarke was a sponsor at the event. News Archive