For your safety and convenience, our clearing firm is Pershing, a part of BNY Securities Group and a subsidiary of The Bank of New York which is a member of the New York Stock Exchange. In addition, securities and cash awaiting reinvestment held in custody by Pershing receive the highest level of account coverage in the marketplace today.

Uniquely Positioned to Capitalize On Any Business.

Our investment banking solutions are tailored to each client's needs. We focus on developing a thorough understanding of our client's specific goals and evaluating the market dynamics of the industry sector. Our client engagements are staffed by highly skilled, experienced professionals throughout the entire process, assuring corporate finance solutions that deliver results.

Spencer Clarke LLC provides comprehensive corporate finance options, which distinguishes us from other middle-market investment banking firms, whose solutions are often biased by their focus on a single corporate finance product. With our diverse expertise, we take a broad perspective in developing corporate finance solutions.

We analyze all aspects of our client companies and then assess the feasibility of all corporate finance options. We then discuss and recommend a solution tailored specifically for our clients. Our relationships with major institutional, strategic and corporate investors are powerful resources we utilize to implement our corporate finance plan.

Among our many activities, we assist privately held companies in raising $5-$100 million of equity and debt from the private and institutional market.